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CSC

Regulatory Reporting

Posted Yesterday
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In-Office
Mumbai, Maharashtra
Junior
In-Office
Mumbai, Maharashtra
Junior
The role involves validating regulatory submissions, ensuring compliance with financial regulations, and liaising with fund managers to prepare necessary reports.
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Job Description
Associate/Senior Associate, Regulatory Reporting
Location: Mumbai/Bangalore
Department: Fund Services
Vacancy Type: Permanent
Work Timings: UK shift
Work Mode: Hybrid
The position:
This position is for a member of the client facing fund services team catering to Global Hedge Fund, Private Equity & Debt Fund clients. The fund services team deals with complex fund structures along with multiple asset classes across jurisdictions with specialized accounting services
Roles & Responsibilities:
  • Good understanding of regulations and interpretations like Form N-Q, Form PF & CPO PQR reporting,AIFMD /Annex IV & SFTR (Knowledge of Regulatory Framework)
  • Reviewing & validating various regulatory reports that are required for submission/filings to Identify potential compliance risks and effectively escalate to appropriate individuals
  • Hands on experience in filing these reporting for large clients and good understanding of multiple asset classes and fund accounting
  • Individual will be responsible for obtaining data from Fund managers for preparation of regulatory filing requirements
  • Should analyse the data and prepare the report including uploading and validating data where required and investigation of any ad-hoc issues
  • Continuously liaising with the fund managers for consulting the regulation related queries
  • Should monitor the regulatory updates from the SEC (Securities Exchange Commission), NFA (National Futures Association), ESMA etc
  • Should interpret the regulations and ensure the system has been upgraded accordingly
  • Responsible for the development of system automation.
  • Monitor and stay knowledgeable of industry, regulatory, and accounting developments and issuance of new reporting requirement standards
  • Ensure quality assurance is integral across all deliverables to ensure reporting is in compliance with the regulations

You're Profile:
  • Any graduate or masters in Finance & Accounting or Chartered Accountant
  • 2-6yrs experience in Financial Services / Capital Markets Industry with min 2+yrs work experience in Regulatory Reporting
  • Experience in working across country lines and operating in a global, multinational organization, ideally in a matrix structure
  • Demonstrable accomplishments relating to organizational change activities in a fast-paced environment
  • Willing to work in fast paced dynamic industry
  • Positive attitude, team player, pro-active and ready to accept challenges High level of numeracy and literacy, attention to detail and well-developed analytical skills
  • Excellent communication and presentation skills and ability to communicate across multiple region

About Us
CSC is a global business, legal, and financial services company based in Wilmington, Delaware, USA, providing knowledge-based solutions to clients worldwide. We have offices and capabilities in over 140 jurisdictions in the Americas, Europe, Asia Pacific, and the Middle East, and more than 8,000 colleagues. We are the business behind business.®
Visit our careers site to learn more about CSC and our commitment to our clients, communities, and each other.
CSC is committed to creating a feeling of belonging through a diverse and growth-oriented environment where everyone is valued.
CSC colleagues have global career opportunities and excellent benefits, including annual success-sharing bonuses or commission plans based on individual performance. To learn more, visit cscglobal.com/service/careers.
We offer a range of support to colleagues with disabilities, ensuring people have the necessary resources to thrive in their roles. We encourage candidates to work closely with our talent acquisition partners to convey their specific needs. Our commitment to accessibility reflects our broader dedication to diversity and belonging,
CSC only accepts resumes from employment agencies that are part of our approved supplier program. Resumes submitted from other agencies either to talent acquisition, our hiring leaders, employees, or through any other mechanism other than our supplier process, will not be eligible to claim related fees and the submitted resumes will be considered property of CSC.
We encourage candidates to apply directly to our website and not through third-party sources.
Disclaimer: The information above describes the general nature and level of work performed by employees in this role. It is not intended to describe all duties, responsibilities, and qualifications.
About the Team
At CSC, we don't just keep businesses running-we help them thrive. For more than 125 years, we've been the trusted partner for 90% of the Fortune 500®, leading financial institutions and businesses worldwide. As the global leader in business, legal, financial, and digital brand services across 140+ jurisdictions, we set industry benchmarks through innovation, integrity, and excellence.
Privately held and professionally managed since 1899, CSC is the business behind business®, delivering knowledge-based solutions from our headquarters in Wilmington, Delaware, USA, to clients across the globe. Our success is built on a people-first culture that fosters growth, collaboration, and agility. Recognized as a Top Employer in India, we are committed to creating an exceptional workplace where talent flourishes.
Important notice: CSC only accepts resumes from agencies in our approved supplier program. Resumes submitted through unauthorized sources-including direct submissions to hiring leaders or employees-will be considered property of CSC, with no fees eligible for claims. We encourage candidates to apply through our website for a seamless hiring experience.
\uD83D\uDD17 Explore opportunities: [CSC Careers link]
Why work for us?
At CSC, we invest in your growth, well-being, and success. Here's what sets us apart:
  • Global legacy: Join a powerhouse shaping industries worldwide.
  • Career growth and mobility: Access internal promotions, leadership programs, and skill-building opportunities to accelerate your career.
  • Recognition and rewards: Enjoy performance-based bonuses, and employee recognition programs.
  • Work-life balance: Benefit from hybrid work models and state-of-the-art collaborative spaces.
  • Continuous learning: Gain tuition reimbursement, professional certifications, and expert-led development programs in leadership, technical skills, and more.
  • Inclusive culture: Be part of a workplace where diversity, equity, and belonging fuel innovation and success.
  • Community impact: Make a difference through CSC Gives Back, including our partnership with Kiva, to empower underserved communities through microloans.

Join CSC and shape the future in a dynamic, global environment where your contributions drive success.
Disclaimer: This job description serves as a general guideline and may evolve based on business needs.

Top Skills

Aifmd
Cpo Pqr
Form N-Q
Form Pf
Regulatory Reporting
Sftr

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