As a Compliance Analyst, you will ensure investment rules comply with regulatory standards, interpret regulatory changes, and optimize compliance processes.
Job Description
Join a dynamic team at J.P. Morgan, where innovation meets compliance. Our Compliance Reporting Services empower asset managers and trustees to efficiently manage investment rule violations, showcasing industry best practices. Be part of a global network serving sophisticated investors with $2 trillion in assets.
Job Summary:
As a Compliance Analyst within the Compliance Reporting Services team, you will ensure investment rules align with client requirements and regulatory standards. You will act as a control point, interpreting regulatory changes and providing solutions to optimize compliance processes. Your role will involve maintaining fund rules and tailoring solutions to meet client needs.
Job Responsibilities:
Required Qualifications, Capabilities, and Skills:
Preferred Qualifications, Capabilities, and Skills:
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
Join a dynamic team at J.P. Morgan, where innovation meets compliance. Our Compliance Reporting Services empower asset managers and trustees to efficiently manage investment rule violations, showcasing industry best practices. Be part of a global network serving sophisticated investors with $2 trillion in assets.
Job Summary:
As a Compliance Analyst within the Compliance Reporting Services team, you will ensure investment rules align with client requirements and regulatory standards. You will act as a control point, interpreting regulatory changes and providing solutions to optimize compliance processes. Your role will involve maintaining fund rules and tailoring solutions to meet client needs.
Job Responsibilities:
- Review rules setup by analysts
- Ensure regulatory compliance
- Interpret regulatory changes
- Act as a change agent
- Appreciate client nuances
- Maintain fund rules
- Scope client requirements
- Investigate guideline breaches
- Improve work quality
- Provide solutions for false exceptions
- Standardize reporting
Required Qualifications, Capabilities, and Skills:
- Demonstrate 3+ years in financial services
- Understand security types and accounting
- Exhibit stock market awareness
- Apply logical problem-solving skills
- Analyze fund processes
- Communicate effectively in teams
- Support department projects
Preferred Qualifications, Capabilities, and Skills:
- Graduate/Post Graduate degree
- Detail-oriented approach
- Work in deadline-driven environments
- Focus on client needs
- Use initiative and question readily
- Exhibit strong analytical skills
- Control-oriented mindset
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
Similar Jobs at JPMorganChase
Financial Services
As a CFD Admin Specialist, you will reconcile records between clients and brokers, investigate discrepancies, and ensure timely communication and resolution with stakeholders.
Top Skills:
Excel
Financial Services
The Fund Administration Manager will oversee client team management, ensure service delivery, manage complex financial operations, and maintain client satisfaction while meeting regulatory deadlines.
Top Skills:
Financial Reporting SoftwareInvestment Industry KnowledgeIrs RegulationsExcelSec Regulations
Financial Services
Lead the Custody versus Accounting Reconciliations - Asia Pacific Trades Breaks Research and Resolution team, managing workflow and ensuring operational excellence, team leadership, and adherence to policies.
Top Skills:
Financial ServicesOperational RiskRisk Management
What you need to know about the Kolkata Tech Scene
When considering the industries shaping India's tech scene, gaming might not immediately come to mind. However, in the last decade, increased internet usage and greater access to mobile devices have catapulted the industry to new heights, with Kolkata-based companies like Virtualinfocom, Red Apple Technologies and Digitoonz, at the forefront, driving the design and animation of new gaming titles for players.
