Job Description
The Asset Management Operations Risk and Control team aims to proactively identify and mitigate risks in Asset Management Operations by providing a comprehensive risk management framework. They oversee governance, regulatory response, risk mitigation, transformation, and business intelligence. Business Control Officers, with deep expertise, collaborate with Operations and other risk teams to ensure consistency and advancement in risk management. The team partners with Operations, Technology, and Business leadership to share best practices and drive risk reduction initiatives, maintaining a collaborative \"serve and protect\" approach.
As a Vice President in the Controls team, you will support the Asset Management Operations Risk and Control mission in maintaining a strong and consistent control environment by providing comprehensive coverage of the control environment that promotes early operational risk identification and assessment, effective design and evaluation of controls and sustainable solutions to mitigate operation risk. A Control Manager's main focus is control design and testing expertise, risk and control identification and assessment management, control break and resolution management, control governance and reporting and leading our audit & regulatory response efforts.
Job responsibilities:
- Create a proactive risk and control culture using proven evaluation strategies and sound change management protocols.
- Lead the coordination and implementation of strategic control initiatives and process enhancements for Asset Management Operations.
- Provide leadership support for executing the Control and Operational Risk Evaluation (CORE) to address control deficiencies and reduce risks.
- Review and analyze program-related data to identify operational risks and issues, offering value-add analysis and reporting solutions.
- Work closely with control managers across regions to ensure adherence to defined standards.
- Engage with control colleagues, business, operations management, legal, compliance, risk, audit, regulators, and technology control functions.
Required qualifications, skills and capabilities:
- Hold a Bachelor's degree in Finance, Accounting, or equivalent experience, with 10+ years in financial services, focusing on controls, operations, audit, quality assurance, risk management, or compliance.
- Demonstrate proficiency in control and risk management concepts, Microsoft Office Suite, and business intelligence tools like Alteryx and Tableau, with experience in AI/ML tools.
- Apply strong business knowledge, understanding regulations, and successfully deliver projects by working autonomously, adapting to shifting priorities, and managing competing demands in a fast-paced environment.
- Exhibit process analysis and design acumen, problem-solving and analytical skills, and the ability to make informed decisions, influence stakeholders, and navigate complex infrastructures while anticipating and delivering solutions to business partner needs.
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
Control Management maintains a strong and consistent control environment through a joint accountability model that aligns managers with each function and region to mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting.
